FINRA Regulation, Inc.

Ratting

5 1

Company data

Company number: 59695F
Incorporate date: 12.12.1996
Company type: Nonprofit Corporation
Current status: Good Standing
Branch status: branch of an out-of-jurisdiction company

Filings

Title: Biennial Report
Date: 06.06.2012
Title: Biennial Report
Date: 05.05.2010
Title: Biennial Report
Date: 30.04.2008
Title: Amendment
Date: 04.02.2008
Title: Biennial Report
Date: 03.07.2006
Title: Agent Change
Date: 25.11.2005
Title: Biennial Report
Date: 29.06.2004
Title: Biennial Report
Date: 17.06.2002
Title: Biennial Report
Date: 05.07.2000
Title: Biennial Report
Date: 15.06.1998
Title: Creation Filing
Date: 25.11.1997
Title: Creation Filing
Date: 12.12.1996

Company officers

Name: Charles A. Bowsher
Position: director
Name: James E. Burton
Position: director
Name: Jed E. Bandes
Position: director
Name: John J. Brennan
Position: director
Name: Marcia E. Asquith, SVP/Secr
Position: secretary
Name: Richard G. Ketchum, Chairman & CEO
Position: president
Name: Todd T. Diganci, CFO/EVP
Position: treasurer
Name: CORPORATE CREATIONS NETWORK INC
Position: agent