Financial Industry Regulatory Authority, Inc.

Ratting

5 1

Company data

Company number: 48174F
Incorporate date: 06.08.1991
Company type: Nonprofit Corporation
Current status: Good Standing
Branch status: branch of an out-of-jurisdiction company

Filings

Title: Biennial Report
Date: 07.06.2011
Title: Biennial Report
Date: 08.06.2009
Title: Amendment
Date: 30.08.2007
Title: Biennial Report
Date: 25.06.2007
Title: Agent Change
Date: 03.11.2006
Title: Agent Change
Date: 25.11.2005
Title: Biennial Report
Date: 06.06.2005
Title: Biennial Report
Date: 09.06.2003
Title: Biennial Report
Date: 16.07.2001
Title: Biennial Report
Date: 02.08.1999
Title: Biennial Report
Date: 28.07.1997
Title: Biennial Report
Date: 27.06.1995
Title: Biennial Report
Date: 28.06.1993
Title: Biennial Report
Date: 06.08.1991
Title: Creation Filing
Date: 06.08.1991

Company officers

Name: Charles A. Bowsher
Position: director
Name: Ellyn L. Brown
Position: director
Name: John J. Brennan
Position: director
Name: Marcia E. Asquith (SVP & Corporate Secretary)
Position: secretary
Name: Richard G. Ketchum (Chairman & CEO)
Position: president
Name: Robert A. Renner
Position: vice president
Name: Todd T. Diganci (CFO & EVP)
Position: treasurer
Name: CORPORATE CREATIONS NETWORK INC
Position: agent